Corporate Philosophy - Antique Limited

Antique Stock Broking is one of India’s leading names in institutional equities business with top mutual fund houses, insurance funds and FIIs as its marquee clients.

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+91-22–4031 3300

antique@gmail.com

https://www.antiquelimited.com

13/A, New Pro State, NYC

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Our Vision

Integrity, accessibility, and trust

Of all our stakeholders (clients, employees). Garnering the trust of large local investor in a marquee fundraising.

Leverage to make our key differentiating factor. Create supply through arbitrage analytics for long only clients and corporate.

Education and experience of employees

Our Mission

Way to building blocks

Profit focus

Not in terms of money but in terms of trust - Experience shows that if we serve our clients needs well, our own success will follow. Profitability is critical to achieving superior returns, building our capital, and attracting and keeping our best people.

Flawless execution

with clear Focus on Efficient Utilization of All Internal Resources

Stringent compliance, processes and efficient systems

Though we may be involved in a wide variety and heavy volume of activity, we would, if it came to a choice, rather be best than biggest. We expect our people to maintain high ethical standards in everything they do, both in their work for the firm and in their personal lives.

Ability to Leverage or Compound across existing Verticals while Seeding Necessary Extensions

Understanding of the importance of ‘time’ in information

We know that the world of finance will not stand still and that complacency can lead to extinction.

We stress teamwork in most of our activities, while giving due importance to individual creativity too.

1. Attention Investors Prevent unauthorised transactions in our account - Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day....... Issued in the interest of Investors
2. KYC is one time excercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.
3. Attention Demat Account Holders: As per CDSL Circular N.: CDSL/OPS/DP/POICY/2022/180Dt.: March 31, 2022 All existing demat account holders to comply with the requirement of update of mandatory 6 KYC attributes viz. Name, address, PAN, Valid mobile number, Valid email ID and Income Range latest by June 30, 2022, failing which the demat accounts will be liable for being frozen for debits.
4. Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors

Email id for Redressal of Investor Grievance - compliance@antiquelimited.com | CIN No - U67120MM1994PLCO73444

Stock Broker Name	Member Of	Registration Number	Registered Address	Branch Name	Contact No.	Email Id
Antique Stock Broking Limited	NSE (Cash + Equity Derivative) BSE (Cash)	NSE Membership No: 12987 BSE Membership No: 119 SEBI No:INZ000001131 SEBI RA NO: INH000001089 CDSL DP Reg. No. IN-DP-0721-2022	ITI House, 36 Dr. R. K. Shirodkar Marg, Parel, Mumbai - 400012	N.A.	022-69113300	compliance@antiquelimited.com

SEBI Complaints Redress System | (NSC) Review of Risk Management Framework for Equity Derivatives Segment

Investors / clients are advised not to blindly follow tips / rumours circulated via various mediums such as social networks, SMS, WhatsApp, Blogs etc, and invest after conducting appropriate analysis of respective companies.

Investors / clients are also advised to avoid practices like:

a. Sharing of trading credentials – login id & passwords including OTP’s.
b. Trading in leveraged products like options without proper understanding, which could lead to losses
c. Writing/ selling options or trading in option strategies based on tips, without basic knowledge & understanding of the product and its risks
d. Dealing in unsolicited tips through Whatsapp, Telegram, YouTube, Facebook, SMS, calls, etc.
e. Trading in “Options” based on recommendations from unauthorised / unregistered investment advisors and influencers.

Filling Complaint on SCORES - Easy & quick

a. Register on SCORES portal
b. Mandatory details of filing complaints on SCORES
- 1. Name. PAN, Address, Mobile Number, E-MaliD
c. Benifits
- 1.Effective Communication
- 2. Speedy redressal of the grievences

RISK DISCLOSURES ON DERIVATIVES

1. 9 out of 10 individual traders in equity Futures and Options Segment, incurred net losses.
2. On an average, loss makers registered net trading loss close to ₹ 50,000.
3. Over and above the net trading losses incurred, loss makers expended an additional 28% of net trading losses as transaction costs.
4. Those making net trading profits, incurred between 15% to 50% of such profits as transaction cost

Source: SEBI Reports And Statistics

Attention Investors

1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.
2. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.
3. Pay 20% upfront margin of the transaction value to trade in cash market segment.
4. Investors may please refer to the Exchange's Frequently Asked Questions (FAQ's) vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard.
5. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.

"ASBA" No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in ph application form to authorise your bank to make payments in case of allotment. No worries for refund as the money remains in investor's account.

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